Kyrstin leads a team dedicated to advancing regulatory compliance for established and developing SEC and FINRA-regulated companies through outsourced compliance services like outsourced chief compliance officers, mock exams, annual reviews, managed services, risk assessments, and consulting. She joined Confluence after serving as Chief Compliance Officer at Executive Wealth Management, where she drove growth, rebranding, and strategic partnerships, resulting in a threefold increase in
assets under management during her tenure. Previously, she spent a decade at UBS Financial Services in compliance and operations. Kyrstin is Co-Chair of the Regulatory Advisory Committee for the National Society of Compliance Professionals (NSCP), holds the IACCP® designation since 2017, and has a
Bachelor of Science from Michigan State University. She is actively involved with the NSCP, Investment Advisors Association, and several charitable organizations supporting mental health awareness.