Full Name
Roger Shaffer
Job Title
Managing Director, Correspondent Clearing
Company
StoneX Financial Inc.
Speaker Bio
Over 30 years’ experience in the financial services industry, including roles in senior management, legal, compliance, finance, research and business development.
Currently, Roger is the Managing Director of Correspondent Clearing for StoneX Financial Inc. (StoneX). The Correspondent Clearing division of StoneX provides custody and clearing solutions for investment advisers, broker-dealer and foreign financial institutions.
Prior to StoneX, Roger was an owner and director of First American Capital and Trading Corp., a US broker-dealer providing tri-party clearing arrangements to US and foreign broker-dealers and investment advisers. Prior to First American, Roger was Vice President of Business Development and General Counsel for TradeStation Securities.
Roger is a licensed attorney and holds the following securities licenses: Series 7, Series 24, Series 27, Series 55, Series 63, Series 79, Series 87 and Series 99.
Currently, Roger is the Managing Director of Correspondent Clearing for StoneX Financial Inc. (StoneX). The Correspondent Clearing division of StoneX provides custody and clearing solutions for investment advisers, broker-dealer and foreign financial institutions.
Prior to StoneX, Roger was an owner and director of First American Capital and Trading Corp., a US broker-dealer providing tri-party clearing arrangements to US and foreign broker-dealers and investment advisers. Prior to First American, Roger was Vice President of Business Development and General Counsel for TradeStation Securities.
Roger is a licensed attorney and holds the following securities licenses: Series 7, Series 24, Series 27, Series 55, Series 63, Series 79, Series 87 and Series 99.
